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What common issues do Financial Institutions face in MiFiD II compliance?

What common issues do Financial Institutions face in MiFiD II compliance?

What common issues do Financial Institutions face in MiFiD II complianceHow a speech-enabled solution addresses the issues.

With the deadline for implementation of MiFID II regulations rapidly approaching, challenges remain that Financial Institutions will need to address to ensure compliance. Challenges consist of:

  • Inability to record and monitoring of 100% of calls
  • Agents required to monitor the entire conversation recording to identify one specific issue
  • Implementation is resource/time-intensive
  • Call transcription required for proof of compliance
  • Assessment of the identity of the parties in the call
  • Social Engineering / Fraud concerns
  • Reactive as opposed to pro-active compliance culture

Join us and industry peers including Compliance Officers, CIOs and Financial Service Professionals in the upcoming Webinar on December 5th, 2017. You will learn how a time and cost consuming manual analysis of all transactions can be fully automated by adopting speech tech solutions that ensure MiFID II compliance, an optimization of processes and a better use of data collected.



Register here

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